Question 1

Is WealthHarbor Capital Group a fiduciary?

Accepted Answer

Yes. WealthHarbor Capital Group is a registered investment advisor (RIA) and operates as a fiduciary at all times for all services provided. This means we are legally obligated to act in your best interest, not our own. We do not earn commissions and do not sell proprietary products.

Question 2

Where is WealthHarbor Capital Group located?

Accepted Answer

WealthHarbor Capital Group is located at 433 Metairie Road, Suite 500, Metairie, Louisiana 70005. We serve clients throughout the greater New Orleans area and across Louisiana, including Metairie, New Orleans, Mandeville, and the North Shore.

Question 3

What services does WealthHarbor Capital Group offer?

Accepted Answer

WealthHarbor Capital Group offers three primary services: (1) Portfolio Management — customized investment portfolios for individuals and families; (2) Family Office Services — comprehensive wealth management for high-net-worth families; and (3) Retirement Plan Consulting — ERISA-focused 401(k) and qualified plan consulting for business owners, including Section 3(38) investment management.

Question 4

What is the difference between a fiduciary and a broker?

Accepted Answer

A fiduciary registered investment advisor (RIA) like WealthHarbor Capital Group is legally required to act in the client's best interest at all times. A broker is held to a lower suitability standard and may earn commissions that create conflicts of interest. WealthHarbor is not affiliated with any broker-dealer.

Question 5

What is an ERISA Section 3(38) investment manager?

Accepted Answer

An ERISA Section 3(38) investment manager accepts discretionary authority over a retirement plan's investments, shifting fiduciary liability for investment decisions from the plan sponsor to the investment manager. WealthHarbor Capital Group provides Section 3(38) investment management services for 401(k) and other qualified retirement plans throughout Louisiana.

Question 6

How do I contact WealthHarbor Capital Group?

Accepted Answer

You can reach WealthHarbor Capital Group by phone at 504-482-1962, by email at info@wealthharbor.com, or by visiting our office at 433 Metairie Road, Suite 500, Metairie, LA 70005.

Question 7

Is WealthHarbor Capital Group registered with the SEC?

Accepted Answer

Yes. WealthHarbor Capital Group is registered with the U.S. Securities and Exchange Commission as a registered investment advisor. Our Form ADV and Form CRS are available on our website and through the SEC's Investment Adviser Public Disclosure (IAPD) database.

Insights

What Is a Fiduciary Financial Advisor

ERISA Section 3(38) Investment Managers

Fiduciary vs. Broker

401(k) Plan Design for Small Businesses

Family Office Services for High-Net-Worth Families

How to Choose a Financial Advisor

Retirement Planning for Louisiana Professionals

Managing Concentrated Stock Positions

Estate Planning Essentials for Louisiana Families

Understanding Portfolio Risk

Tax-Efficient Investing

Selling Your Business in Louisiana

What Is an Independent Registered Investment Advisor (RIA)

Multi-Generational Wealth Planning

Disclosures

Contact Info